|
|
|
(State or other jurisdiction of incorporation or organization)
|
(Commission file number)
|
(I.R.S. employer identification no.)
|
|
|
|
(Address of principal executive offices)
|
(Zip code)
|
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
|
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
|
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
|
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
|
Title of each class
|
Trading Symbol(s)
|
Name of each exchange on which registered
|
|
|
|
Item 5.02 |
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
|
Item 9.01 |
Financial Statements and Exhibits.
|
Exhibit
No.
|
Description
|
Amendment to the Amended and Restated Transition Agreement, dated January 1, 2024, between SIGA Technologies, Inc. and Phillip Louis Gomez, III.
|
|
104
|
Cover Page Interactive Data File (embedded within the Inline XBRL document).
|
SIGA TECHNOLOGIES, INC.
|
||
By:
|
/s/ Daniel J. Luckshire
|
|
Name:
|
Daniel J. Luckshire
|
|
Title:
|
Chief Financial Officer
|
|
Date: January 2, 2024
|
1. |
Definitions. Capitalized terms not defined herein shall
have the meaning set forth in the Amended and Restated Transition Agreement.
|
2. |
Amendments.
|
(a) |
In accordance with Section 1 of the Amended and Restated Transition Agreement, the Parties agree to extend the “Employment End Date” to March 31, 2024.
|
(b) |
Section 3(b) of the Amended and Restated Transition Agreement is hereby deleted in its entirety and replaced with the following:
|
3. |
Effect of Amendment. All the terms and conditions of the
Amended and Restated Transition Agreement not affected by the terms of this Amendment shall remain in full force and effect between the Parties.
|
4. |
Entire Agreement. The Amended and Restated Transition
Agreement, together with this Amendment, constitutes and represents the entire agreement between the Parties hereto and supersedes any prior understandings or agreements, written or verbal, between the parties hereto respecting the
subject matter herein. The Amended and Restated Transition Agreement and this Amendment may be amended, supplemented, modified or discharged only upon an agreement in writing executed by all of the parties hereto.
|
5. |
Counterparts. This Amendment may be executed in separate
counterparts, each of which is deemed to be an original and all of which taken together constitute one and the same agreement. Signatures presented by facsimile transmission shall be deemed effective at the time of transmission and shall
be replaced by original signatures as soon thereafter as practicable.
|
SIGA TECHNOLOGIES, INC.
|
||
By:
|
/s/ Daniel J. Luckshire
|
|
Name:
|
Daniel J. Luckshire
|
|
Title:
|
Chief Financial Officer
|
|
EXECUTIVE
|
||
/s/ Phillip Louis Gomez, III
|
||
Phillip Louis Gomez, III
|