UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15 (d) OF
THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): June 15, 2021
(Exact name of registrant as specified in its charter)
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(State or other jurisdiction of incorporation or organization)
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(Commission file number)
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(I.R.S. employer identification no.)
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(Address of principal executive offices)
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(Zip code)
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Registrant’s telephone number, including area code: (212 )
672-9100
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the
following provisions (see General Instruction A.2. below):
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Securities registered pursuant to Section 12(b) of the Act:
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Title of each class
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Trading Symbol(s)
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Name of each exchange on which registered
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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of
the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant
has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.
☐
| Item 5.07. |
Submission of Matters to a Vote of Security Holders.
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On June 15, 2021, SIGA Technologies, Inc. (the “Company”) held its 2021 Annual Meeting of Stockholders (the “2021 Annual
Meeting”) in a virtual format. Stockholders representing 67,490,465 shares of common stock, or 88.7% of the shares of common stock outstanding as of the April 19, 2021 record date, attended or were represented at the meeting by proxy. The items
listed below were submitted to a vote of the stockholders who attended or were represented by proxy, and were entitled to vote at, the 2021 Annual Meeting. Final voting results are shown below.
At the 2021 Annual Meeting, the stockholders of the Company (i) elected nine director nominees to hold office until the earlier
of the 2022 Annual Meeting of Stockholders of the Company and their successors are elected and qualified and until their earlier resignation or removal, and (ii) ratified the appointment of PricewaterhouseCoopers LLP as
the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2021. Set forth below are the final voting results for both proposals submitted to a vote of the stockholders.
(1) Election of the
following individuals to hold office as directors of the Company for terms of one year.
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Number of Shares Voted
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Name
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For
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Withheld
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James J. Antal
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43,825,653
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8,254,507
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Jaymie A. Durnan
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44,346,951
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7,733,209
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Phillip L. Gomez, M.D.
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49,786,980
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2,293,180
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Julie M. Kane
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44,234,021
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7,846,139
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Joseph W. Marshall, III
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43,743,854
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8,336,306
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Gary J. Nabel, M.D.
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50,333,695
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1,746,465
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Julian Nemirovsky
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44,633,806
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7,446,354
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Holly L. Phillips, M.D.
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45,023,014
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7,057,146
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Michael C. Plansky
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43,856,943
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8,223,217
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With respect to each director nominee there were 15,410,305 broker “non-votes.”
(2) Ratification of
the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm of the Company for the fiscal year ending December 31, 2021.
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Number of Shares Voted
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For
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Against
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Abstain
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67,368,551
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49,001
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72,913
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SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be
signed on its behalf by the undersigned hereunto duly authorized.
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SIGA TECHNOLOGIES, INC.
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By:
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/s/ Daniel J. Luckshire
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Name:
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Daniel J. Luckshire
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Title:
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Chief Financial Officer
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Date: June 17, 2021
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