1
|
NAME OF REPORTING PERSONS
Esopus Creek Value Series Fund LP – Series A
|
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*(a) ⌧ (b) ◻
|
|
3
|
SEC USE ONLY
|
|
4
|
SOURCE OF FUNDS
WC
|
|
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) ◻
|
|
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
|
|
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
- 0 -
|
8
|
SHARED VOTING POWER
3,479,909
|
|
9
|
SOLE DISPOSITIVE POWER
- 0 -
|
|
10
|
SHARED DISPOSITIVE POWER
3,479,909
|
|
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
3,479,909
|
|
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES ◻
|
|
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
4.3%
|
|
14
|
TYPE OF REPORTING PERSON
PN
|
1
|
NAME OF REPORTING PERSONS
Rainy Daze LLC
|
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*(a) ⌧ (b) ◻
|
|
3
|
SEC USE ONLY
|
|
4
|
SOURCE OF FUNDS
WC
|
|
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) ◻
|
|
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
|
|
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
- 0 -
|
8
|
SHARED VOTING POWER
603,400
|
|
9
|
SOLE DISPOSITIVE POWER
- 0 -
|
|
10
|
SHARED DISPOSITIVE POWER
603,400
|
|
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
603,400
|
|
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES ◻
|
|
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
Less than 1%
|
|
14
|
TYPE OF REPORTING PERSON
OO
|
1
|
NAME OF REPORTING PERSONS
Esopus Creek Management LLC
|
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*(a) ⌧ (b) ◻
|
|
3
|
SEC USE ONLY
|
|
4
|
SOURCE OF FUNDS
AF
|
|
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) ◻
|
|
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
|
|
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
- 0 -
|
8
|
SHARED VOTING POWER
603,400
|
|
9
|
SOLE DISPOSITIVE POWER
- 0 -
|
|
10
|
SHARED DISPOSITIVE POWER
603,400
|
|
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
603,400
|
|
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES ◻
|
|
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
Less than 1%
|
|
14
|
TYPE OF REPORTING PERSON
OO
|
1
|
NAME OF REPORTING PERSONS
Hutch Master Fund Ltd.
|
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*(a) ⌧ (b) ◻
|
|
3
|
SEC USE ONLY
|
|
4
|
SOURCE OF FUNDS
WC
|
|
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) ◻
|
|
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
|
|
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
- 0 -
|
8
|
SHARED VOTING POWER
988,315
|
|
9
|
SOLE DISPOSITIVE POWER
- 0 -
|
|
10
|
SHARED DISPOSITIVE POWER
988,315
|
|
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
988,315
|
|
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES ◻
|
|
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
1.2%
|
|
14
|
TYPE OF REPORTING PERSON
OO
|
1
|
NAME OF REPORTING PERSONS
Hutch Capital Management LLC
|
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*(a) ⌧ (b) ◻
|
|
3
|
SEC USE ONLY
|
|
4
|
SOURCE OF FUNDS
AF
|
|
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) ◻
|
|
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
|
|
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
- 0 -
|
8
|
SHARED VOTING POWER
988,315
|
|
9
|
SOLE DISPOSITIVE POWER
- 0 -
|
|
10
|
SHARED DISPOSITIVE POWER
988,315
|
|
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
988,315
|
|
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES ◻
|
|
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
1.2%
|
|
14
|
TYPE OF REPORTING PERSON
OO
|
1
|
NAME OF REPORTING PERSONS
Andrew L. Sole
|
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*(a) ⌧ (b) ◻
|
|
3
|
SEC USE ONLY
|
|
4
|
SOURCE OF FUNDS
AF, OO
|
|
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) ◻
|
|
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
|
|
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
145,337
|
8
|
SHARED VOTING POWER
4,083,309
|
|
9
|
SOLE DISPOSITIVE POWER
145,337
|
|
10
|
SHARED DISPOSITIVE POWER
4,083,309
|
|
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
4,228,646
|
|
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES ◻
|
|
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
5.2%
|
|
14
|
TYPE OF REPORTING PERSON
IN
|
1
|
NAME OF REPORTING PERSONS
Paul Saunders, Jr.
|
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*(a) ⌧ (b) ◻
|
|
3
|
SEC USE ONLY
|
|
4
|
SOURCE OF FUNDS
AF, OO
|
|
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) ◻
|
|
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
USA
|
|
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
10,000
|
8
|
SHARED VOTING POWER
2,488,315
|
|
9
|
SOLE DISPOSITIVE POWER
10,000
|
|
10
|
SHARED DISPOSITIVE POWER
2,488,315
|
|
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,498,315
|
|
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES ◻
|
|
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
3.1%
|
|
14
|
TYPE OF REPORTING PERSON
IN
|
Exhibit 99.1 |
Joint Filing Agreement to Schedule 13D by and among Esopus Creek Value Series Fund LP - Series A, Esopus Creek Management, LLC, Rainy Daze LLC, Hutch Master Fund
Ltd., Hutch Capital Management LLC, Andrew L. Sole and Paul Saunders, Jr. dated as of February 13, 2020 (incorporated by reference to Exhibit 99.1 to the Schedule 13D, filed by the Reporting Persons on February 13, 2020).
|
Date
|
Buy/Sell
|
Security
|
Approximate
Price Per Share2
|
Amount of Shares Bought/(Sold)
|
Esopus Creek Value Series Fund LP – Series A
|
||||
03/10/2020
|
BUY
|
Common Stock
|
$4.90
|
2,000
|
03/13/2020
|
BUY
|
Common Stock
|
$4.50
|
2,000
|
04/22/2020
|
BUY
|
Common Stock
|
$5.45
|
1,000
|
05/01/2020
|
BUY
|
Common Stock
|
$5.84
|
2,000
|
Hutch Master Fund Ltd.
|
||||
3/16/2020
|
BUY
|
Common Stock
|
$4.04
|
44,897
|
3/17/2020
|
BUY
|
Common Stock
|
$4.03
|
2,000
|
3/17/2020
|
SELL
|
Common Stock
|
$4.68
|
(5,000)
|
3/18/2020
|
SELL
|
Common Stock
|
$4.66
|
(8,196)
|
3/18/2020
|
BUY
|
Common Stock
|
$4.13
|
8,620
|
3/19/2020
|
SELL
|
Common Stock
|
$4.63
|
(1,100)
|
3/20/2020
|
SELL
|
Common Stock
|
$4.70
|
(32,200)
|
3/23/2020
|
SELL
|
Common Stock
|
$4.80
|
(4,347)
|
3/23/2020
|
BUY
|
Common Stock
|
$4.44
|
2,000
|
3/24/2020
|
SELL
|
Common Stock
|
$4.73
|
(1,500)
|
3/25/2020
|
SELL
|
Common Stock
|
$4.74
|
(3,000)
|
3/26/2020
|
SELL
|
Common Stock
|
$4.93
|
(20,965)
|
3/27/2020
|
SELL
|
Common Stock
|
$4.78
|
(5,000)
|
3/30/2020
|
SELL
|
Common Stock
|
$4.83
|
(18,344)
|
3/31/2020
|
SELL
|
Common Stock
|
$4.73
|
(42,300)
|
4/1/2020
|
BUY
|
Common Stock
|
$4.53
|
20,270
|
4/2/2020
|
BUY
|
Common Stock
|
$4.51
|
138
|
4/3/2020
|
SELL
|
Common Stock
|
$4.84
|
(63,429)
|
4/6/2020
|
SELL
|
Common Stock
|
$5.20
|
(33,000)
|
4/7/2020
|
SELL
|
Common Stock
|
$5.17
|
(21,317)
|
4/7/2020
|
BUY
|
Common Stock
|
$5.06
|
903
|
4/8/2020
|
SELL
|
Common Stock
|
$5.23
|
(23,500)
|
4/9/2020
|
SELL
|
Common Stock
|
$5.32
|
(33,405)
|
4/13/2020
|
SELL
|
Common Stock
|
$5.36
|
(22,104)
|
4/14/2020
|
SELL
|
Common Stock
|
$5.50
|
(30,728)
|
4/15/2020
|
BUY
|
Common Stock
|
$5.29
|
3,000
|
4/15/2020
|
SELL
|
Common Stock
|
$5.46
|
(7,425)
|
4/16/2020
|
SELL
|
Common Stock
|
$5.55
|
(5,104)
|
4/17/2020
|
SELL
|
Common Stock
|
$5.67
|
(17,943)
|
4/20/2020
|
SELL
|
Common Stock
|
$5.75
|
(19,300)
|
4/21/2020
|
SELL
|
Common Stock
|
$5.50
|
(1,000)
|
4/21/2020
|
BUY
|
Common Stock
|
$5.40
|
2,000
|
4/22/2020
|
BUY
|
Common Stock
|
$5.40
|
1,000
|
4/22/2020
|
SELL
|
Common Stock
|
$5.60
|
(1,400)
|
4/27/2020
|
SELL
|
Common Stock
|
$5.62
|
(4,700)
|
4/28/2020
|
BUY
|
Common Stock
|
$5.48
|
1,000
|
4/28/2020
|
SELL
|
Common Stock
|
$5.62
|
(8,258)
|
4/29/2020
|
SELL
|
Common Stock
|
$5.79
|
(32,900)
|
4/30/2020
|
SELL
|
Common Stock
|
$5.97
|
(18,899)
|
5/4/2020
|
SELL
|
Common Stock
|
$5.90
|
(11,348)
|
5/5/2020
|
SELL
|
Common Stock
|
$5.96
|
(6,329)
|
5/6/2020
|
SELL
|
Common Stock
|
$5.87
|
(19,352)
|
5/7/2020
|
SELL
|
Common Stock
|
$5.90
|
(1,400)
|
5/7/2020
|
BUY
|
Common Stock
|
$5.63
|
4,000
|
5/8/2020
|
SELL
|
Common Stock
|
$5.91
|
(14,990)
|
5/11/2020
|
SELL
|
Common Stock
|
$5.86
|
(7,324)
|
5/11/2020
|
BUY
|
Common Stock
|
$5.70
|
1,000
|
5/12/2020
|
SELL
|
Common Stock
|
$5.89
|
(7,371)
|
5/12/2020
|
BUY
|
Common Stock
|
$5.79
|
1,000
|
5/13/2020
|
BUY
|
Common Stock
|
$5.56
|
4,000
|